Pilgrim Baxter & Associates, Ltd., Settlement Website

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Description of the Settlement

Links to Related Documents

Settlement Update:

Effective September 12, 2008 all check processing has been completed and the Fund Administrator will be unable to issue further payments.

For general settlement related questions, please call the Fund Administrator toll free at 1-800-920-5408 and leave a message. We will return your call promptly.

Links to Related Documents

A copy of the Securities and Exchange Commission Administrative Proceeding against Pilgrim Baxter & Associates, Ltd., Gary L. Pilgrim and Harold J. Baxter, along with other related documents, can be obtained by clicking the links below:

Press Release - Office of the New York State Attorney General
http://www.oag.state.ny.us/press/2004/jun/jun21a_04.html
LINKS TO THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Administrative Proceeding - Pilgrim Baxter and Associates LTD., June 21, 2004
http://www.sec.gov/litigation/admin/ia-2251.htm
Administrative Proceeding -Gary L. Pilgrim, November 17, 2004
http://www.sec.gov/litigation/admin/33-8505.htm
Administrative Proceeding - Harold J. Baxter, November 17, 2004
http://www.sec.gov/litigation/admin/33-8506.htm
Order Approving a Distribution Plan
http://www.sec.gov/litigation/admin/2006/34-54812.pdf
Approved Plan of Distribution
http://www.sec.gov/litigation/admin/2006/34-54812-dp.pdf
Order Directing Disbursement of Fair Fund
http://www.sec.gov/litigation/admin/2007/34-55627.pdf